SEC v. Minnesota 504 Offering: Update and Epilogue
- January 8th, 2015
- Russell Weigel
- Comments Off on SEC v. Minnesota 504 Offering: Update and Epilogue
In short, The SEC’s attempt in SEC v. Danny Garber, et al., 12-civ-9339 (S.D.N.Y.), to re-write Regulation D Rule 504 through litigation, as was argued by the defendants, ended in a settlement, which, based upon the amount of money the SEC…
SEC v. Minnesota 504 Offering: Update and Epilogue
- January 8th, 2015
- Russell Weigel
- Comments Off on SEC v. Minnesota 504 Offering: Update and Epilogue
In short, The SEC’s attempt in SEC v. Danny Garber, et al., 12-civ-9339 (S.D.N.Y.), to re-write Regulation D Rule 504 through litigation, as was argued by the defendants, ended in a settlement, which, based upon the amount of money the SEC…