Archive for January, 2015

SEC v. Minnesota 504 Offering: Update and Epilogue

  • January 8th, 2015
  • Russell Weigel
  • Comments Off on SEC v. Minnesota 504 Offering: Update and Epilogue

In short, The SEC’s attempt in SEC v. Danny Garber, et al., 12-civ-9339 (S.D.N.Y.), to re-write Regulation D Rule 504 through litigation, as was argued by the defendants, ended in a settlement, which, based upon the amount of money the SEC…

SEC v. Minnesota 504 Offering: Update and Epilogue

  • January 8th, 2015
  • Russell Weigel
  • Comments Off on SEC v. Minnesota 504 Offering: Update and Epilogue

In short, The SEC’s attempt in SEC v. Danny Garber, et al., 12-civ-9339 (S.D.N.Y.), to re-write Regulation D Rule 504 through litigation, as was argued by the defendants, ended in a settlement, which, based upon the amount of money the SEC…