Email: Russell C. Weigel III
786-888-4567
5775 Blue Lagoon Drive
Suite 100
Miami, Florida 33126

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Securities Attorney

Russell C. Weigel, III, draws on his ten years’ experience as an enforcement attorney at the U.S. Securities and Exchange Commission to serve the unique concerns of the securities industry and public companies in both transactional and litigated matters.

On a nationwide basis, Mr. Weigel practices the following areas of corporate and securities law and litigation:

Defense of securities arbitration and securities litigation claims
Defense of investment professionals, securities broker dealers and investment advisers in SEC, FINRA, NYSE and state regulatory examinations, investigations and litigation and in CRD expungement matters
Regulatory compliance counseling and SRO registrations matters
Securities registration and reporting and general corporate law.

During his tenure as a securities attorney working for the SEC, Mr. Weigel supervised and conducted over 80 investigations and litigated over 35 civil injunctive and administrative proceedings nationwide, most involving allegations of fraud, sales of unregistered non-exempt securities, or regulatory compliance violations by stock promoters, public companies, broker dealers, investment advisers, and stock transfer agents, among others. Mr. Weigel also supervised investigations and litigated cases involving securities issuers’ Ponzi schemes and false financial reporting. Within that broader context of SEC investigations and litigation, Mr. Weigel has particular SEC experience in the following areas:

Investment adviser performance advertising and regulatory compliance
Bank broker dealer regulatory compliance
Investment company regulatory compliance
Securities registration and reporting, including financial reporting
Civil contempt proceedings, and the collection of court-ordered disgorgement.

Mr. Weigel is an AV-rated* securities attorney, licensed in Florida, New York, and Washington D.C. Companies that are public or private, looking for a securities attorney, can feel confident that their legal matters are being handled by a securities attorney that has substantial field experience and first hand knowledge of the inner workings of the U.S. Securities and Exchange Commission.

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. *CV, BV, and AV are registered certification marks of Reed Elsevier Properties, Inc. in accordance with Martindale-Hubbell certification procedure's standards and policies. Martindale-Hubbell is the facilitator of a peer review process that rates lawyers. Ratings reflect the confidential opinions of members of the Bar and the Judiciary. Martindale-Hubbell ratings fall into two categories - legal ability and general ethical standards. Russell Weigel may be able to assist if you are looking for an Alabama Securities Attorney, Alaska Securities Attorney, Arizona Securities Attorney, Arkansas Securities Attorney, California Securities Attorney, Colorado Securities Attorney, Connecticut Securities Attorney, Delaware Securities Attorney, Georgia Securities Attorney, Idaho Securities Attorney, Hawaii Securities Attorney, Illinois Securities Attorney, Indiana Securities Attorney, Iowa Securities Attorney, Kansas Securities Attorney, Kentucky Securities Attorney, Louisiana Securities Attorney, Maine Securities Attorney, Maryland Securities Attorney, Massachusetts Securities Attorney, Michigan Securities Attorney, Minnesota Securities Attorney, Mississippi Securities Attorney, Missouri Securities Attorney, Montana Securities Attorney, Nebraska Securities Attorney, Nevada Securities Attorney, New Hampshire Securities Attorney, New Jersey Securities Attorney, New York Securities Attorney, North Carolina Securities Attorney, North Dakota Securities Attorney, Ohio Securities Attorney, Oklahoma Securities Attorney, Oregon Securities Attorney, Pennsylvania Securities Attorney, Rhode Island Securities Attorney, South Carolina Securities Attorney, South Dakota Securities Attorney, Tennessee Securities Attorney, Texas Securities Attorney, Utah Securities Attorney, Vermont Securities Attorney, Virginia Securities Attorney, Washington Securities Attorney, West Virginia Securities Attorney, Wisconsin Securities Attorney, Wyoming Securities Attorney Copyright 2001-2012