There are risks associated with the handling of a SEC investigative subpoena. Responding without the benefit of counsel from a securities attorney can prove costly to your finances as well as to your business in the long run. The competent defense of your rights when responding to a probe conducted under the federal securities laws requires specialized knowledge and experience.
In this video, Russell discusses typical mistakes that small companies make when raising capital to grow the business. He also discusses the advantages of having a legal team that is experienced in matters related to raising capital in today’s SEC regulatory environment.
PODCAST: INTERVIEW OF RUSSELL WEIGEL BY THE CLEAR BUSINESS DIRECTORY: “The Complexities of Raising Capital.”