October 8, 2013 – “Securities Law 101” Webinar
- October 1st, 2013
- Russell Weigel
- Comments Off on October 8, 2013 – “Securities Law 101” Webinar
Tuesday, October 8, 2013 – “Securities Law 101” Webinar, sponsored by the National Business Institute
For more information and registration for my webinar visit Securities Law 101
Program Description: A Clear Presentation of the Fundamental Regulations Governing Securities Law
Having a strong understanding of the how’s and why’s of securities law is essential for anyone working with the business world. From securities offerings to the regulations for publicly traded companies, securities law is full of complex requirements. This course will give you the foundational knowledge to represent your clients with confidence. Register today!
•Understand the regulations for security trading by insiders.
•Know the registration and disclosure requirements for a securities offering.
•Be aware of how the securities industry regulates attorneys, accountants and advisers.
Who Should Attend: This course is designed for attorneys. It may also benefit accountants and business professionals.
I. Background of the Regulated Securities Markets
II. The Regulation of Securities Offerings – the Securities Act of 1933
III.The Regulation of Publicly-Owned Companies – the Securities Exchange Act of 1934
IV. The Regulation of the Securities Industry – the Securities Exchange Act of 1934
V. The Regulation of Accountants, Attorneys, Advisers and Investment Companies.
Continuing Education Credit Provided