Welcome to our firm’s Blog. Our firm is based in Miami, Florida and we provide full range of services to corporate America and the regulated securities industry. If you need assistance or guidance we can help. Our firm has experience handling a wide range of transactions that include taking companies public, assisting with reporting, and other public company compliance obligations, assisting private companies obtain financing via private securities placements including crowdfunding programs, and assisting investment advisers and broker dealers with registration, SRO and SEC compliance matters.

Our firm is also experienced in representing industry participants in the defense of SEC investigations and litigation and the defense of customer securities civil litigation and arbitration claims.

Our nationwide client base includes broker dealers, investment advisers, attorneys, accountants, hedge funds, private equity investors, real estate syndicators, investor relations firms, start-up companies, and publicly held reporting corporations.