Issuer Compliance Alert
- September 9th, 2014
- Russell Weigel
- Comments Off on Issuer Compliance Alert
by Securities Attorney: Russell C. Weigel, III Issuers contemplating a capital raise using the new exemptions from registration made available in the JOBS Act must be aware that with freedom comes responsibility. From a compliance perspective, of the various changes…
Annual Report Planning or Avoiding SEC March Madness
- March 7th, 2013
- Russell Weigel
- Comments Off on Annual Report Planning or Avoiding SEC March Madness
by Securities Litigation Expert: Russell C. Weigel, III[1] Achievement of a timely filed annual report became more difficult and riskier in 2013 due to the SEC’s XBRL protocol implementation (the coding of financial statements). Greater filing difficulty is anticipated due…